Wormholes / series / writing

Fantasy. Paranormal. Suspense. Popular genres today all seem to trend toward series writing. Maybe with changing technologies in publishing and reading, that’s where the market is. I’m not sure because marketing is a mystery to me. As a reader/writer engaged in the world of lit sans marketing, my opinion is that good books might well come in series, but great books are almost always standalones. Now that I have a few books out there (links below), let me ponder how, if at all, this opinion applies to my writing.

I don’t write series. Nor do I stick to one genre. Although I do believe genres can be useful tags – e.g., setting expectations that can help readers predict whether something suits their taste – best to treat genres as cloudy approximations. “Existence precedes essence,” Jean-Paul Sartre famously said. Similarly, the book precedes the genre. Leaving aside for now pulp fiction, which is written specifically to fit a preset genre, works of art, including novels-as-art, develop organically according to their own aesthetic, and once manifested in their own terms, it is the bookseller’s choice to more-or-less randomly determine which genre tags will best guide readers.

So my novels. I undertake each novel as a self-contained work of art, like a standalone sculpture. The concept of series just doesn’t fit my aesthetic register (not that my register is better than anyone else’s). Does this mean no threading between the (currently) five of them? Well, no. Take the latest, Alice. My previous novels blurred the lines of literary fiction, historical fiction, regional, magic realism, with one possibly cross-categorized as young adult as well as adult. Alice, though, is more of a post-apocalyptic adult hippie fairy tale – my first to occur in a fully imaginary setting. This put a new kind of pressure on me as a writer. Because the opening frame is like a weird, hippie fairy tale, one thing I needed was a population of characters who were individualized people and yet archetypal enough to match the fairy tale setting. So Alice’s little hamlet is populated by the rain king, the kleptomaniac, the sweeper, the mapmaker, the white witch, etc.

Besides the characters, though, another thing that holds the magical setting together is two kinds of wormholes. First, there are wormholes in time within Alice, enabling Alice to interact with a series of young women like herself – just coming into early adulthood – from different time periods. Different eras of history are, in effect, stacked up together and connected by wormholes. A lot of the metaphysical or philosophical elements of the novel, and Alice’s epiphanies, if you want to loosely call it a coming-of-age novel, come through these wormholes in time to other characters and settings.

In addition to the wormholes within Alice, wormholes thread into my other novels as well. I didn’t really plan it this way, but just as she interacts with characters across history, she interacts with characters across my writing corpus. Those characters carry their own baggage into Alice, but it’s not like you have to read the other novels to get this one. And it’s certainly not like a series, where you have a fixed setting and plot lines that continue more or less coherently across the books. It’s more like a character from another novel will pop up as Alfred Hitchcock popped up in his movies, but retaining the personality and baggage of the other novel. Again, each novel is a coherent, standalone whole and can be read as such, and yet there are these wormholes, these reverberations. There are touches of this in four of the five novels, sometimes working backwards (as in a character from the first novel, Mr. Robert’s Bones, might pop up in later novel, and the meaning that character acquires in the later novel reverberates back to the first).

The idea of independent novels with a connected underlay might bring up images of William Faulkner’s Yoknapatawpha County or Sherwood Anderson’s Winesburg, Ohio. My wormholes, however, are different. Faulkner and Anderson each use that shared setting as an integrated space for their stories. My novels are not different stories transacted in the same space, but totally different spaces with wormholes randomly connecting them. And my wormholes don’t necessarily follow laws of space and time. Whereas in Faulkner you might get a collective setting that is realistic, integrated, coherent, my wormholes are almost a mockery of realistic coherence from the point of view of imaginative license.

This might sound outlandish, but if you think about it, this is not as unusual as it sounds. The history of literature is essentially a series of hyperlinks or wormholes, where all these novels and ideas and characters are continually building on each other, casting different lights and relevance on other novels. You don’t have to read Virginia Woolf’s To the Lighthouse to understand Richard Brautigan’s In Watermelon Sugar or vice versa – I pick those two because they are both quite separate influences on Alice. Indeed, on the surface they are unrelated novels from different countries and eras, and I don’t even know if Brautigan read Woolf. And yet, when you do read both of them, you start to see how each can illuminate something about the other – just like the fool in King Lear can illuminate a character in a Camus novel, or Mary Shelley’s Frankenstein can illuminate aspects of 21st-century culture, just like anecdotes by Marx or Freud might cast a new angle of light backwards onto Shakespeare or Jane Austen, just like my Alice might make you want to go back and re-read Lewis Carroll’s Alice. It’s really wormholes everywhere. You can see an example of this in my own wormhole study of works by Umberto Eco and Bob Dylan. The history of literature is the history of all these continually interacting texts reverberating meaning off of each other. If literature has depth as well as surface, these wormholes are an essential part of the underground structure. And the organic development of wormholes across the landscape of literature is a fundamentally different activity than the deliberate production of novels in series.

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Neruda at Machu Picchu (and D. H. Lawrence below)

Hereafter, I use Neruda’s spelling, “Macchu Picchu.”
Translations part mine, part Nathanial Tarn.
Quotes identified by poem number (twelve poems in Neruda’s set).

As with other poems I’ve read by Neruda (Twenty Love Poems and a Song of Despair, plus some miscellaneous bits and pieces), The Heights of Macchu Picchu (sic) is built of concrete blocks of imagery – mostly seasonal and nature imagery but with some metals and cosmic flashes too. The images are never remote from subjective coordinates, though, whether the subjective reverberations are those of love and intimacy (as predominate in Twenty Love Poems and a Song of Despair) or a longing for some lost primeval consciousness (as in The Heights of Macchu Picchu). In the latter case, Neruda stands close to D. H. Lawrence, the prolific English writer of both poetry and prose born one generation before Neruda. Lawrence, too, spent time immersed in the pre-Hispanic cultures of the Americas. He found both the ancient Mesoamerican and the pagan Mediterranean cultures more authentic, more fulfilling of our deepest human needs, than the anemic culture of Christianity and modernity. The longing for that lost authentic mode of being (living “breast-to-breast with the cosmos” Lawrence called it in Apocalypse) takes a theme running through many of Lawrence’s books and threads into this one by Neruda.

Beneath that shared vision, the sense of loss and the urgency of retrieval, I do see a few differences as I read The Heights of Macchu Picchu. Whether these differences point to the subjective registers of my personal response or to something objective in Neruda, you can decide, but they do help shape meaning in my reading of the poems. For one, there is a bit more native American nationalism in Neruda’s response to Macchu Picchu; he seems to feel it as a loss his people have experienced: “Ancient America, bride in the veil of sea … under the nuptial banners of light and reverence … buried America, were you in that great depth …” (X). Lawrence, for his part, seems more tuned to the loss of authentic human spirit in a more general, less nationalistic, way. But, even in Neruda, the nationalism is but a touch here and there, not a dominant idea in the set.

There is also a kind of death-wish that runs through Neruda’s collection, an element of abjection in the poet’s lament: “La poderosa Muerte me invitó muchas veces” (“powerful Death has beckoned me many times,” IV). Although Lawrence (e.g., in the non-fiction Apocalypse or Etruscan Places, or in the novel, The Plumed Serpent) laments the same loss of the primeval human spirit, the driving tone in Lawrence is a defiant celebration of what has been lost. Sure, there is a respect for the great cycles of life and death in both writers, but Neruda’s handling of death is tinged a bit more with melancholy, with a sense of personal abjection, as he feels an irresistible attraction toward “the true, the most consuming death” (VII).

In Lawrence, too, some element of abjection may be attributed to characters in The Plumed Serpent (e.g., modern Mexicans who lack the fullness of life of their pagan forebears and are thus “divided against [themselves]”), but abjection is peripheral, not in the central voice as we find in Neruda. In The Plumed Serpent (set in early 20th-century Mexico), some of the Mexican characters might be seen as working to restore that full pagan consciousness, some of the (modern) Mexican characters merely express the lost greatness of that pagan world as a form of abjection, and the European characters are too caught up in “mechanical dominance” and “mechanical connections” to get it at all, or they are just starting to perceive the big picture of spiritual loss and possible rejuvenation, but from the outside, as it were. To tentatively plot the voice of Neruda’s Macchu Picchu poems into this schema, Neruda feels the full pull of the old world view in his concrete vision of Inca life in Macchu Picchu but also feels the abjection of the modern Chilean, with a more visceral connection and more visceral sense of loss than was perhaps possible for the Englishman. In any event, the feeling you get in Neruda tacks a bit more to the personal whereas in Lawrence you feel more drawn toward the archetypal, despite the large overlap in their visions.

One other difference worth mentioning may be related to Neruda as a craftsman of poetry. If Poem VIII imagines the ancient pagan consciousness, as Lawrence might do, as “a long-dead kingdom” that paradoxically, dormantly “still lives on” but at a depth we cannot see (“El reino muerto vive todavia”), in Poem IX, the structure of the poem itself seems to suddenly emulate the pagan consciousness:

Aguila sideral, viña de bruma.                        Interstellar Eagle, vine-in-a-mist

Bastión perdido, cimitarra ciega.                    Forsaken bastion, blind scimitar.

Cinturón estrellado, pan solemne.                   Orion belt, ceremonial bread.

Escala torrencial, párpado inmenso.               Torrential stairway, immeasurable eyelid.

Túnica triangular, polen de Piedra.                Triangular tunic, pollen of stone.

Consciousness here takes the form of concrete images, discrete, without all the rational connectors that Neruda (and Lawrence) might associate with modern consciousness. The flow is not one of a causal nexus but of a throbbing heartbeat, uncluttered by the need to reduce everything to rational sequences.

Rejuvenating that primeval heartbeat remains a central theme beyond the structural experiment of Poem IX:

“Through a confusion of splendor,
through a night made of stone let me plunge my hand
and move to beat in me a bird held for a thousand years,
the old and unremembered human heart!” (XI)

And on to Neruda’s invocation in Poem XII, and back to an attitude he fully shares with Lawrence:

“Look at me from the depths of the earth
. . .
bring to the cup of this new life
your ancient buried sorrows.
Show me your blood and your furrow

Strike the old flints

Speak through my speech, and through my blood.”

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Umberto Eco: the joker and the thief

SPOILERS AHEAD

One thing Umberto Eco’s The Name of the Rose and Bob Dylan’s “All Along the Watchtower” have in common: the haunt of apocalypse. Eco’s tale unravels against a backdrop of the Book of Revelation and its seven trumpets. Dylan’s lyric, like the Good Book, builds to a conclusion as ominous as Revelation itself. Let’s do a quick assessment of the Dylan song first.

“There must be some way out of here,” said the joker to the thief,
“There’s too much confusion, I can’t get no relief.
Businessmen, they drink my wine, plowmen dig my earth.
None of them along the line know what any of it is worth.”

“No reason to get excited”, the thief, he kindly spoke.
“There are many here among us who feel that life is but a joke.
But you and I, we’ve been through that, and this is not our fate,
So let us not talk falsely now, the hour is getting late.”

All along the watchtower, princes kept the view
While all the women came and went, barefoot servants, too.
Outside in the distance a wildcat did growl.
Two riders were approaching, the wind began to howl.

The apocalyptic suggestion in the 3rd and final quatrain is clear, but who are these two archetypal figures who act as the harbingers? The joker and the thief? That they are not proper names but archetypes is obvious, but the meaning as a whole seems cryptic.

In terms of symbolic meaning, Dylan’s lyric is a veritable labyrinth, and The Name of the Rose is Eco’s way out. The joker and the thief, whose tale is half-told in Dylan, are like Pirandello’s characters in search of an author, wandering through a wormhole onto the stage of Eco’s novel. Thus, The Name of the Rose begins begins with two riders approaching the abbey – one a joker, the other a thief – who wittingly or no act as harbingers of the abbey’s apocalypse.

What is the central plot of the Rose, in a nutshell? A secretive monk, or series of secretive monks, holds (or withholds) the abbey’s symbolic center of meaning – the famed but never-found second book in Aristotle’s Poetics. The first book, as my erudite readers will recall, offers a literary theory of tragedy and epic forms. The lost second book presumably spoke with equal authority on comedy. Given the Philosopher’s stature, the revelation of the lost book, according to the monks in question, would elevate laughter (which itself may symbolize the humanist side of cultural forces espoused by William, “the new and humane theology which is natural philosophy,” if you want to wade into that historical stratum of the text, which I do not) and subvert the entire Christian tradition, based as it is upon the gravitas of the Word and the Christ.

So the pair of riders approaches the abbey walls. The master of the pair, William – what is his symbolic role? Whatever traps and dead ends he follows along in the surface plot, his symbolic role is simple: William is the defender of laughter, the joker archetype. Of course, the universal archetype is not always transparent in the individual instance that carries it, and William, as envoy of the emperor, has his gravitas too. Indeed, if his key symbolic value is as the joker, his key personality trait as an individual is that of a jokester under cloak of high seriousness. “I never understood when he was jesting,” says Adso. “William laughed only when he said serious things, and remained very serious when he was presumably joking.”

But personality aside, in the all-important symbolic substrate, William is the joker archetype, the proponent of laughter, and Jorge the anti-joker archetype. In what Adso calls “the famous conversation about laughter,” William’s thesis is that “laughter is good medicine,” while Jorge’s is that “laughter foments doubt.” This encapsulates the entire hidden strand of the novel, which consists of Jorge jumping through hoops (and a few murders) to hide the locus of laughter (the second Poetics) from the world, and William jumping through hoops to find and release it once and for all. It is in this archetypal role, the joker, the defender of laughter, that William argues with Jorge, that he struggles at length to find and release the second Poetics, and that he triggers the apocalyptic climax that begins in the finis Africae of the abbey’s own labyrinth.

So what about the other rider, William’s companion, approaching the abbey walls at the outset – Adso, the novice who would become the monk who would narrate the tale for us? Like William, he passes through many twists and turns in the surface structure labyrinth of the novel, but his symbolic/archetypal value reveals itself when the quest for the hidden manuscript begins in earnest.

“You provide the lamp,” William tells Adso. “Linger in the kitchen at the dinner hour, take one….”
“A theft?” cries Adso. “A loan,” replies William, “to the greater glory of the Lord.”

This little call-and-response dialogue shows the understated humor that Eco sprinkles throughout the novel, but also marks Adso as an archetype in the symbolic scheme. He is the thief. In particular, the thief who steals the lamp. The lamp that enables William’s quest to proceed. The joker is the hero, but he needs his thief, just as any field of meaning needs a light to illuminate it, just as the invisible world of archetypes at the roots of consciousness needs a narrator if it is to cross that Rubicon from collective unconscious into conscious actuality. Thus our humble Adso is the Promethean thief who steals the lamp that lights William’s quest and then illuminates its mysteries for the reader. (That the site of the theft is also the site of Adso’s sexual enlightenment – or fall – is a coincidence for another day.)

Now back to Bob and the discussion of the two riders approaching the gates:

“There must be some way out of here,” said the joker to the thief,
“There’s too much confusion, I can’t get no relief.
Businessmen, they drink my wine, plowmen dig my earth.
None of them along the line know what any of it is worth.”

Thus, the joker, William. Monks and lay people alike drink from the cup of comedy (or of “folly” Erasmus, a fellow humanist spirit of William, would say a century after our story unfolds). But none know the full worth of laughter, a worth presumably elaborated in the second Poetics. The way out, or solution, would be to reveal Aristotle’s tome, which William attempts, or to exit the scene without doing so, which he does (his fate).

“No reason to get excited”, the thief, he kindly spoke,
“There are many here among us who feel that life is but a joke.
But you and I, we’ve been through that, and this is not our fate,
So let us not talk falsely now, the hour is getting late.”

Thus, the thief, Adso. But the thief is clever. He speaks “kindly” (Middle English kinde, from Old English (ge)cynde “natural, native, innate,” originally “with the feeling of relatives for each other”). He speaks in the manner of William here, insofar as the first two lines are sarcasm – “no need to worry, Joker, everyone here thinks life is a big joke anyway.” This is witty, but little comfort, as this kind of joke, a mindless negation of life, is not the real concern of our two riders approaching the gates. Then the thief turns serious. “But you and I know that it’s not THAT kind of joke that breathes life into life. They don’t realize the real worth of the joke, the laughter, at the core of life. You and I know the serious side of laughter, the redemptive side. And the apocalyptic moment is upon us. The time for pretense is over.”

This leads us to the cryptic line, “let us not talk falsely.” Where does “false talk” figure most prominently in the novel? In the meeting between the two legations, the representatives of Louis the Emperor and John the Pope. In a novel that follows Aristotle’s classical unities of time, place, and action, the diplomatic summit seems to break the unity of action. It is, on the surface, unnecessary to the main plot, the quest to solve the murders and discover “the forbidden book.” But Eco can send his regards through the wormhole to Bob Dylan on this one, as the summit is essential when played against the song. Indeed, in the symbolic structure provided by the song, the summit is the precedent for the apocalyptic moment. When the false chatter peaks, this is when the joker and the thief will absent themselves from the discourse and turn to the final task, completing the prophecy of Dylan’s thief. Thus, the apocalyptic moment comes in the gap between the 2nd and 3rd quatrain.

Then there is nothing left but the infinite return. We find ourselves stumbling into the final quatrain and standing once again at the beginning, with the two riders approaching the abbey walls.

All along the watchtower, princes kept the view
While all the women came and went, barefoot servants, too.
Outside in the distance a wildcat did growl
Two riders were approaching, the wind began to howl.

So, in the grand collective unconscious of all things textual, The Name of the Rose functions as Eco’s elaborate project for escaping the labyrinth of Bob Dylan’s “All Along the Watchtower.” But as my readers who have as much of Sherlock Holmes in them as William does will have deduced, the project is necessarily a failure. The wormhole between texts, texts, textuality is at best a loop, at worst a string with no anchor at the beginning or end. The second Poetics is lost, the abbey has its apocalypse, and all Adso can do is go off and write a narrative about it.

In his postscript to the novel, Eco cites the 12th-century Bernard of Morlay: “…Everything disappears into the void. Bernard adds that all these departed things leave (only, or at least) pure names behind them.”

Thus with the events of Adso’s tale. As things disappear, leaving only names behind, until the things themselves become mere legends, mere apocrypha, their existence no more than dubious allegations that the names themselves purport, so Adso’s text disappears and reappears over the centuries until it falls into (and out of) the hands of our very own unnamed 20th-century narrator in the prologue.

It’s like when we get to the end of Bob Dylan’s song, with harmonica howling like the wind, and through to the end of the Jimi Hendrix version, the guitar howling like the wind. If Bob Dylan plays the joker, whose labyrinth has no end but makes a formidable intertextual wormhole, Jimi makes a very fine thief. When he steals the song, he makes of it something entirely his own. If Eco’s reader is a thief so good, then his book will live up to his postscript definition of a novel as “a machine for generating interpretations.”

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